state abstraction
0fa694fb9f1e265117e8da75966820fe-Paper-Conference.pdf
We consider how to construct state abstractions compatible with a given set of abstract actions, to obtain a well-formed abstract Markov decision process (MDP). We show that the Bellman equation suggests that abstract states should represent distributions over states in the ground MDP; we characterize the conditions under which the resulting process is Markov and approximately model-preserving, derive an algorithm for constructing the abstract MDP, and apply it to visual chain and maze tasks. We generalize these results to the factored actions case, characterize the conditions that lead to factored abstract states, and apply the resulting algorithm to a visual grid and Montezuma's Revenge. These results provide a principled, powerful framework for learning neurosymbolic abstract Markov decision processes.
Adaptive state-action abstractions via rate-distortion
When learning to walk, infants seem to address a coarse version of the problem first - stay upright, reach the caregiver - and refine it only when further practice at that resolution stops paying off. Reinforcement learning offers multiple techniques for building simple versions of complex tasks, but lacks general principles for how to dynamically adjust the granularity of these abstractions during learning. This paper proposes one such principle: refine the abstraction as soon as the learning error within it becomes comparable to the error induced by the abstraction itself. Here, we investigate one way of formalising this principle via a performance certificate that decomposes value error into two terms: a learning error bound captured by a Bellman residual, and an abstraction error bound given by a bisimulation metric. The resulting switching strategy is implemented by soft state-action abstractions built from rate-distortion principles, whose resolution along state and action axes can be continuously adjusted. We validate this construction in a range of tabular settings, showing that near-optimal performance can be achieved under substantial lossy compression of state and action information.
Blind-Spot Mass: A Good-Turing Framework for Quantifying Deployment Coverage Risk in Machine Learning Systems
Pal, Biplab, Bhattacharya, Santanu, Singh, Madanjit
Blind-spot mass is a Good-Turing framework for quantifying deployment coverage risk in machine learning. In modern ML systems, operational state distributions are often heavy-tailed, implying that a long tail of valid but rare states is structurally under-supported in finite training and evaluation data. This creates a form of 'coverage blindness': models can appear accurate on standard test sets yet remain unreliable across large regions of the deployment state space. We propose blind-spot mass B_n(tau), a deployment metric estimating the total probability mass assigned to states whose empirical support falls below a threshold tau. B_n(tau) is computed using Good-Turing unseen-species estimation and yields a principled estimate of how much of the operational distribution lies in reliability-critical, under-supported regimes. We further derive a coverage-imposed accuracy ceiling, decomposing overall performance into supported and blind components and separating capacity limits from data limits. We validate the framework in wearable human activity recognition (HAR) using wrist-worn inertial data. We then replicate the same analysis in the MIMIC-IV hospital database with 275 admissions, where the blind-spot mass curve converges to the same 95% at tau = 5 across clinical state abstractions. This replication across structurally independent domains - differing in modality, feature space, label space, and application - shows that blind-spot mass is a general ML methodology for quantifying combinatorial coverage risk, not an application-specific artifact. Blind-spot decomposition identifies which activities or clinical regimes dominate risk, providing actionable guidance for industrial practitioners on targeted data collection, normalization/renormalization, and physics- or domain-informed constraints for safer deployment.